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Amy Lynn Betts

24 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,151 clients
Average Client Portfolio
$611K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$75K
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Location

Denver, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy is the Chief Compliance Officer (CCO) for BEAM Wealth Advisors, Inc./Benedetti, Gucer & Associates, a Registered Investment Advisor (RIA). This role takes about 10-20% of Amy's time.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
April 2022 - Present · 3 yrs 10 mos
Purshe Kaplan Sterling Investments
April 2022 - Present · 3 yrs 10 mos
Beam Wealth Advisors, INC.
March 2013 - Present · 12 yrs 11 mos
Previous Registrations
Securities America, INC.Broker
July 2015 - April 2022 · 6 yrs 9 mos
Strategic Financial Concepts, LLC
February 2010 - December 2012 · 2 yrs 10 mos
LPL Financial LLCBroker
January 2010 - July 2015 · 5 yrs 6 mos
Mutual Service Corporation
March 2006 - November 2009 · 3 yrs 8 mos
Mutual Service CorporationBroker
November 2005 - November 2009 · 4 yrs
Investment Advisors
February 2003 - November 2005 · 2 yrs 9 mos
Proequities, INC.Broker
August 2001 - November 2005 · 4 yrs 3 mos
State Registrations1 state
CO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Amy Lynn Betts - Financial Advisor | TrueAdvisor