Anthony Roth is a registered investment advisor at Wilmington Trust Investment Advisors, INC., based in Wilmington, DE, with 23 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 156 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WTIA's fees are based on a percentage of the value of your portfolio or the amount of assets they advise on. Fees are negotiable and can vary based on client type, asset class, pre-existing relationships, service levels, portfolio complexity, and account size. WTIA may waive minimum account requirements. Fees are charged quarterly, based on the value of the account at the end of the quarter. Clients pay brokerage commissions and other transaction fees separately.
Location
1100 North Market Street, Wilmington, DE, 19801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Anthony is an employee of M&T Bank since 2014 and Wilmington Trust, N.A. since 2016. The majority of his time is dedicated to banking-related functions at these institutions.
Employment History
Current Registrations
Wilmington Trust Investment Advisors, INC.
Previous Registrations
M&t Securities, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Sanford C. Bernstein & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.