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Amy Rowe-Stahl
Frost Investment Services
14 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Financial Planning & Coaching
Frost Investment Services
Compensation
Fee-Only (AUM)
Firm Size
178 advisors
Number of Clients
3,179 clients
Average Client Portfolio
$936K average
Assets Under Management
$3.0B
Fee Structure
Minimum Investment:
$25K
Financial Planning:
Included in AUM fee
Investment Management
Planning
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Location
215 E Shore Dr, Spring, TX, 77380
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
October 2017
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Frost Brokerage Services, INC.
Broker
November 2023 - Present · 2 yrs 3 mos
Frost Investment Services
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2021 - October 2023 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLC
Broker
July 2021 - October 2023 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2021 - July 2021 · 0 mos
Bbva Securities INC.
Broker
May 2013 - July 2021 · 8 yrs 2 mos
PNC Managed Account Solutions, INC.
February 2013 - July 2021 · 8 yrs 5 mos
Bbva Compass Investment Solutions, INC
Broker
February 2013 - May 2013 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - February 2013 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
November 2011 - February 2013 · 1 yr 3 mos
State Registrations
3 states
NM
TX
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Amy Rowe-stahl - Financial Advisor | TrueAdvisor