Christopher Sego is a registered investment advisor, based in New York, NY, with 25 years of industry experience.
Location
30 Rockefeller Plaza, New York, NY, 10112
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lazard Asset Management Securities LLCBroker
December 2011 - Present · 14 yrs 4 mos
Lazard Asset Management LLC
December 2011 - Present · 14 yrs 4 mos
Previous Registrations
Security Global Investors
October 2010 - December 2011 · 1 yr 2 mos
Rydex Advisory Services, LLC
January 2009 - October 2010 · 1 yr 9 mos
Rydex Distributors, LLCBroker
March 2006 - December 2011 · 5 yrs 9 mos
Allstate Distributors, L.L.C.Broker
October 2002 - March 2006 · 3 yrs 5 mos
Afd, INC.Broker
April 2000 - October 2002 · 2 yrs 6 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.