Adam Hartung
Adam Hartung is a CFP-designated registered investment advisor at J. W. Cole Advisors, INC., based in Lakeville, MN, with 26 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
17316 Kenyon Ave, Suite 104, Lakeville, MN, 55044
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Regulatory History (1)
Customer Dispute
April 2020Other Business ActivitiesSells Insurance
Adam is the President of Midwest Money Management, offering investment management, financial planning, and insurance sales. He also serves as a board member for the Brian D. Hartung Foundation, dedicating minimal time to this non-investment related charity.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
J. W. Cole Advisors, INC.
Spc
Parkland Securities, LLCBroker
Walnut Street Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.