Daniel Gale
Daniel Gale is a registered investment advisor at King Wealth Management Group, LLC, based in Saratoga Springs, NY, with 23 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 719 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
King Wealth Management charges a percentage of the assets they manage for investment management services. The annual fee is a maximum of 1.50%, and is negotiable. King Wealth Management may also charge a fixed fee for investment management services, which will be negotiated between King Wealth Management and the client. All accounts are subject to a minimum annual management fee of $500.00, which may be waived.
Location
270 West Circular Street, Suite 1, Saratoga Springs, NY, 12866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel coaches a soccer club, Capital Elite FC, dedicating a few hours per week. He is also a Notary Public for the State of New York, spending minimal time on this activity. Additionally, Daniel is the owner and sole shareholder of KWMG of NY Inc., providing management and administrative services to King Wealth Management Group, LLC, spending about 10-20% of his time.
Employment History
Current Registrations
King Wealth Management Group, LLC
Previous Registrations
King Wealth Management Group, LLC
Purshe Kaplan Sterling InvestmentsBroker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Quick & Reilly, INC.Broker
Fis Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.