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Anthony Y Tsang

25 Years of Experience
Broker
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
156 advisors
Number of Clients
16,313 clients
Average Client Portfolio
$520K average
Assets Under Management
$8.5B

Fee Structure

Minimum Investment:$5K
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Location

3610 American River Dr, Suite 120, Sacramento, CA, 95864

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony provides investment advisory services through Mariner Independent Advisor Network, LLC, dedicating full-time hours to this activity. He is also a registered representative with MSEC, LLC, spending full-time hours during securities trading hours.

Employment History
Current Registrations
Msec, LLCBroker
April 2025 - Present · 10 mos
Msec, LLC
April 2025 - Present · 10 mos
Mariner Advisor Network
December 2024 - Present · 1 yr 2 mos
LPL Financial LLCBroker
September 2009 - Present · 16 yrs 5 mos
LPL Financial LLC
September 2009 - Present · 16 yrs 5 mos
Previous Registrations
LPL Financial LLC
September 2009 - March 2025 · 15 yrs 6 mos
Associated Planners Investment Advisory INC
December 2008 - September 2009 · 9 mos
Associated Securities CORP.Broker
December 2008 - September 2009 · 9 mos
Associated Securities CORP.
December 2008 - September 2009 · 9 mos
Strategic Wealth Advisors Group
September 2008 - December 2009 · 1 yr 3 mos
Fsc Securities Corporation
March 2008 - December 2008 · 9 mos
Fsc Securities CorporationBroker
November 2006 - December 2008 · 2 yrs 1 mo
Banc of America Investment Services, INC.Broker
February 2006 - October 2006 · 8 mos
Citicorp Investment ServicesBroker
November 2004 - February 2006 · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
July 2000 - November 2004 · 4 yrs 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.