Anthony Tsang is a registered investment advisor, based in Sacramento, CA, with 25 years of industry experience.
Location
3610 American River Dr, Suite 120, Sacramento, CA, 95864
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Anthony provides investment advisory services through Mariner Independent Advisor Network, LLC, dedicating full-time hours to this activity. He is also a registered representative with MSEC, LLC, spending full-time hours during securities trading hours.
Employment History
Current Registrations
Msec, LLC
Msec, LLCBroker
Mariner Advisor Network
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Associated Planners Investment Advisory INC
Associated Securities CORP.
Associated Securities CORP.Broker
Strategic Wealth Advisors Group
Fsc Securities Corporation
Fsc Securities CorporationBroker
Banc of America Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Charles Schwab & CO., INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.