Brent Stephen Spicuzza

Arax Advisory Partners

25 Years of Experience

7 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEstate PlanningCharitable GivingTax PlanningInvestment ManagementHigh Net Worth

Arax Advisory Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

77 advisors

Number of Clients

2,692 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.8B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

16020 Swingley Ridge Road, Chesterfield, MO, 63017

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History

Regulatory History (7)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2017

Settled

Customer Dispute

March 2016

Settled

Regulatory

December 2015

Final

Employment Separation After Allegations

November 2015

Customer Dispute

February 2013

Settled

Customer Dispute

November 2008

Denied

Customer Dispute

July 2004

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Brent is a 1% owner of Woody-Stovall & Assoc, an insurance business, since April 2021. He spends no time on this activity.

Employment History

Current Registrations

Arax Advisory Partners

August 2025 - Present · 6 mos

Summit Wealth Strategies

January 2016 - Present · 10 yrs 1 mo

Previous Registrations

Summit Wealth Strategies, LLC of St. Louis

November 2015 - November 2015 · 0 mos

AXA Advisors, LLC

June 2000 - December 2015 · 15 yrs 6 mos

AXA Advisors, LLCBroker

March 2000 - December 2015 · 15 yrs 9 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.