Barry Guinn is a registered investment advisor at LPL Financial LLC, based in Monroe, LA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1609 Stubbs Avenue, Monroe, LA, 71201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Barry spends about half his time as a registered investment advisor with Argent Advisors, Inc. He also dedicates minimal time to Argent Trust, an independent trust company, and operates under the DBA Argent Investing Services.
Employment History
Current Registrations
LPL Financial LLCBroker
Argent Advisors, INC.
Previous Registrations
LPL Financial LLC
Uvest Financial Services Group, INC.Broker
Samco Financial Services, INC.Broker
Argent Investment Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.