Derek Ralston is a registered investment advisor at Ncm Capital Management, LLC, based in Armonk, NY, with 13 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 216 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NCM Capital Management offers investment management and wealth management services, both charged as a percentage of your portfolio's value. The exact percentage depends on the amount you invest and the investment strategy used. Fees are billed quarterly. The more complex the investment strategy, the higher the fee. Fee ranges are provided below:
Investment Management Services:
- $0 - $499,999: 1.00% - 1.50%
- $500,000 - $999,999: 0.90% - 1.40%
- $1,000,000 - $1,999,999: 0.65% - 1.30%
- $2,000,000 - $4,999,999: 0.60% - 1.25%
- $5,000,000 - $9,999,999: 0.55% - 1.20%
- $10,000,000 – Above: Negotiable
Wealth Management Services:
- $0 - $499,999: 1.30% - 1.50%
- $500,000 - $999,999: 1.20% - 1.75%
- $1,000,000 - $1,999,999: 1.00% - 1.65%
- $2,000,000 - $4,999,999: 0.80% - 1.40%
- $5,000,000 - $9,999,999: 0.55% - 1.30%
- $10,000,000 – Above: Negotiable
Location
80 Business Park Drive, Suite 108, Armonk, NY, 10504
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Derek is an Investment Advisor Representative at NCM Capital Management Inc. since 2015, spending about half their time there. Derek also owns a junk removal service and is President of the Ramsey Chamber of Commerce, dedicating minimal time to each.
Employment History
Current Registrations
Ncm Capital Management, LLC
Income & Asset Advisory, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.