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Paul Purcell

Private Client Services, LLC
25 Years of Experience
Springboro, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Paul Purcell is a registered investment advisor at Private Client Services, LLC, based in Springboro, OH, with 25 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.

Private Client Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
637 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1000K1.50%
$1M+1.25%

Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

24 Remick Blvd, Springboro, OH, 45066-9557

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1987
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Paul is a notary, spending minimal time on this activity. He is also the President and Owner of Senior Financial Insurance Agency, focusing on insurance and tax planning, and spends about 10-20% of his time on this. Paul is also a registered representative and a corporate tax planner.

Employment History
Current Registrations
Private Client Services, LLCBroker
January 2022 - Present · 4 yrs 3 mos
Kiplinger Wealth Advisors
September 2014 - Present · 11 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
September 2014 - December 2021 · 7 yrs 3 mos
Stratos Wealth Partners, LTD
October 2012 - September 2014 · 1 yr 11 mos
LPL Financial LLCBroker
October 2012 - September 2014 · 1 yr 11 mos
First Allied Securities, INC.Broker
May 2008 - October 2012 · 4 yrs 5 mos
First Allied Advisory Services, INC.
January 2007 - November 2012 · 5 yrs 10 mos
Ffp Advisory Services INC
June 2005 - January 2007 · 1 yr 7 mos
Ffp Securities, INC.Broker
June 2005 - May 2008 · 2 yrs 11 mos
Questar Asset Management, INC.
January 2005 - June 2005 · 5 mos
Questar Capital Corporation
June 2004 - June 2005 · 1 yr
Questar Capital CorporationBroker
June 2004 - June 2005 · 1 yr
Sicor Securities INC
March 2002 - May 2004 · 2 yrs 2 mos
Sicor Securities INCBroker
February 2000 - May 2004 · 4 yrs 3 mos
State Registrations5 states
FLINKYMDOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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