James Karberg is a CFP-designated registered investment advisor at Redw Wealth LLC, based in Phoenix, AZ, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 429 clients with $880M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
REDW Wealth charges an annual fee based on a percentage of the assets they manage for you. This fee typically ranges from 0.5% to 1.75% depending on the size and complexity of your portfolio, and the scope of services provided. Fees may be negotiable based on the complexity of the accounts, the degree of active management, the need for additional work requested, or the inclusion of other advisory services. Large clients, retirement plans, and nonprofits may negotiate a non-tiered fee. Current client relationships may exist where the fees are higher or lower than the typical range.
Location
5353 N 16th Street, Suite 200, Phoenix, AZ, 85016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells and services fixed index annuities, dedicating a few hours per week to this activity. This work involves recommending and servicing these annuities for clients.
Employment History
Current Registrations
Redw Wealth LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Cambridge Investment Research, INC.Broker
Allstate Financial Services, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.