Allice Ren Fu

Hsbc Securities (USA) INC.

25 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hsbc Securities (USA) INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

339 advisors

Number of Clients

12,180 clients

Average Client Portfolio

$265K average

Assets Under Management

$3.2B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

1572 Union Tpke, New Hyde Park, NY, 11040

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Allice works as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services. This is in addition to her role as a registered representative with HSBC Securities (USA) Inc.

Employment History

Current Registrations

Hsbc Securities (USA) INC.

September 2024 - Present · 1 yr 5 mos

Hsbc Securities (USA) INC.Broker

January 2005 - Present · 21 yrs 1 mo

Previous Registrations

Hsbc Brokerage (USA) INC.Broker

January 2000 - January 2005 · 5 yrs

State Registrations24 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.