Phillip Smiley is a registered investment advisor at Burkett Financial Services, LLC, based in Rock Hill, SC, with 26 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 476 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Minimum portfolio value of $500,000. Fees may be negotiable.
Fee Estimator
Location
128 East Main Street, Suite 101, Rock Hill, SC, 29730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Phillip is a partner in Prorentals, LLC, a real estate company that leases out business property, since 2020. He spends minimal time on this activity.
Employment History
Current Registrations
Burkett Financial Services, LLC
Previous Registrations
Westminster Financial Securities, INC.Broker
Townsend Financial Services CORP.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations1 state
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