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Christopher Sean Hazelton

19 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
63 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $500K1.15%
$500K - $1.0M1.00%
$1M+0.90%

This schedule applies to the Mutual Fund Series, Mutual Fund Series – Retirement Accounts, Mutual Fund Series – Index Portfolio and Mutual Fund Series portion of the Combined Series. The standard Advisory Fee for the Personal Bond Strategy is a fixed, non-tiered rate of 0.70%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

500 Ross Street, Pittsburgh, PA, 15262

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is an employee of Newton, where he discusses bank-managed collective investment trusts and institutional separately managed accounts managed by BNY Mellon IM Investment firms.

Employment History
Current Registrations
Bny Mellon Securities Corporation
March 2019 - Present · 6 yrs 11 mos
Bny Mellon Securities Corporation
November 2015 - Present · 10 yrs 3 mos
Bny Mellon Securities CorporationBroker
November 2015 - Present · 10 yrs 3 mos
Previous Registrations
UBS Securities LLCBroker
November 2003 - June 2013 · 9 yrs 7 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Christopher Sean Hazelton - Financial Advisor | TrueAdvisor