Laura Swift
Laura Swift is a registered investment advisor at Quad-Cities Investment Group, LLC, based in Davenport, IA, with 25 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 610 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Fees are generally negotiable.
Fee Estimator
Location
5177 Utica Ridge Road, Davenport, IA, 52807
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2004Other Business Activities
Laura is a board member and business committee chair for The Arc of the Quad Cities, which promotes equal treatment of individuals with disabilities. This requires minimal time.
Employment History
Current Registrations
Quad-Cities Investment Group, LLC
Previous Registrations
Chicago Investment Group Advisors, LLC
UBS Financial Services INC.
Piper Jaffray & CO.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.