SG
SG
Sean Grubb
24 Years of Experience
4 DisclosuresBroker
Sean Grubb is a registered investment advisor at Northwest Investment Advisors, INC, based in Spokane, WA, with 24 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 95 clients with $35M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
95 clients
Average Client Portfolio
$371K average
Assets Under Management
$35.3M
Fee Structure
Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Management fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
9 S Washington St Ste 210, Spokane, WA, 99201
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020Settled
Customer Dispute
June 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
June 2018Award / Judgment
Employment History
Current Registrations
Northwest Investment Advisors, INC
March 2004 - Present · 22 yrs 1 mo
Northwest Investment Advisors, INC.Broker
March 2004 - Present · 22 yrs 1 mo
Previous Registrations
Foresters Securities, INC.Broker
March 2001 - August 2003 · 2 yrs 5 mos
Pruco Securities CorporationBroker
March 2000 - October 2000 · 7 mos
State Registrations12 states
AZCACOGAIDMTNVORTXVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.