David Sabo
David Sabo is a registered investment advisor at Independence Capital CO., INC., based in Parma, OH, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 295 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 1.50% |
| $500K - $2.5M | 1.00% |
| $2.5M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
5579 Pearl Road, Suite 100, Parma, OH, 44129
Get directionsHistory
Regulatory History (2)
Criminal
March 1992Criminal
February 1992Other Business ActivitiesSells Insurance
David is an insurance agent selling fixed, life, health, disability, long term care, and annuity products since 2019. This activity takes about 10-20% of his time and is compensated by commission.
Employment History
Current Registrations
Independence Capital CO., INC.Broker
Independence Capital CO., INC.
Independence Capital CO., INC.
Previous Registrations
1st Discount Brokerage, INC.
1st Discount Brokerage, INC.Broker
World Group Securities, INC.Broker
American Express Financial Advisors, INC.
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.