DS
DS

David Carl Sabo

22 Years of Experience
2 DisclosuresBrokerSells Insurance
Areas of Practice
Insurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
295 clients
Average Client Portfolio
$339K average
Assets Under Management
$99.9M
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Location

5579 Pearl Road, Suite 100, Parma, OH, 44129

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History

Regulatory History (2)
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Criminal
March 1992
Final Disposition
Criminal
February 1992
Final Disposition
Other Business ActivitiesSells Insurance

David is an insurance agent selling fixed, life, health, disability, long term care, and annuity products since 2019. This activity takes about 10-20% of his time and is compensated by commission.

Employment History
Current Registrations
Independence Capital CO., INC.Broker
February 2011 - Present · 15 yrs
Independence Capital CO., INC.
February 2011 - Present · 15 yrs
Independence Capital CO., INC.
February 2011 - Present · 15 yrs
Previous Registrations
1st Discount Brokerage, INC.
October 2007 - December 2009 · 2 yrs 2 mos
1st Discount Brokerage, INC.Broker
September 2005 - December 2009 · 4 yrs 3 mos
World Group Securities, INC.Broker
May 2005 - August 2005 · 3 mos
American Express Financial Advisors, INC.
September 2003 - October 2003 · 1 mo
Morgan Stanley Dw INC.Broker
March 2000 - December 2002 · 2 yrs 9 mos
State Registrations2 states
OHTN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.