DS
DS

Donald Anthony Sanders

55 Years of Experience
6 DisclosuresBroker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
613 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$991.7M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K3.00%
$500K - $1.0M2.25%
$1.0M - $2.0M1.90%
$2.0M - $5.0M1.70%
$5M+1.50%

This fee schedule applies to Elite, Elite Choice, Elite LIS and Elite LAAP platforms. The Elite Trade platform has a different fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

600 Travis, Suite 5900, Houston, TX, 77002

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Settled
Customer Dispute
April 2015
Settled
Customer Dispute
February 2010
Settled
Customer Dispute
March 1991
Settled
Customer Dispute
September 1989
Settled
Customer Dispute
April 1989
Settled
Other Business Activities

Donald is involved in several outside business activities, including being a general partner of Ryan Sanders Baseball LP, a board member for Houston Texans Bowl Backers and Houston Police Officers Pension System, owner of an art collection, managing member of SMH Investments I, LLC and SMW Investments LLC, and owner of Don Sanders Chocolates. These activities take up a varying amount of Donald's time, from minimal to about 10-20% of his time.

Employment History
Current Registrations
Sanders Morris LLC
July 2006 - Present · 19 yrs 7 mos
Sanders Morris LLCBroker
November 1987 - Present · 38 yrs 3 mos
Previous Registrations
Sof Management, LLC
February 2006 - December 2012 · 6 yrs 10 mos
E. F. Hutton & Company INCBroker
September 1970 - May 1988 · 17 yrs 8 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAIAIDILINKYLAMAMDMIMNMOMSMTNCNDNENJNMNVNYOHOKORPAPRRISDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.