KM
KM

Kurt Setsuo Maekawa

23 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
223 clients
Average Client Portfolio
$190.8M average
Assets Under Management
$42.6B
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Location

Chicago, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kurt owns a rental property in San Francisco and is the president of a small homeowners association in Chicago. Both activities require minimal time and are not investment-related.

Employment History
Current Registrations
PNC Capital Markets LLCBroker
September 2025 - Present · 5 mos
PNC Capital Advisors LLC
September 2025 - Present · 5 mos
Previous Registrations
Allspring Funds Management, LLC
November 2022 - July 2025 · 2 yrs 8 mos
Allspring Funds Management, LLC
December 2016 - November 2022 · 5 yrs 11 mos
Allspring Funds Distributor, LLCBroker
April 2005 - July 2025 · 20 yrs 3 mos
Wells Fargo Funds Management, LLC
December 2004 - December 2014 · 10 yrs
Wells Fargo Investments, LLC
February 2003 - April 2005 · 2 yrs 2 mos
Wells Fargo Investments, LLCBroker
January 2002 - April 2005 · 3 yrs 3 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.