DS
DS

Douglas Frederick Stella

25 Years of Experience
Broker
Areas of Practice
Investment ManagementSocially Responsible Investing
Compensation
Fee-Only (AUM)
Firm Size
45 advisors
Number of Clients
122,375 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$180.8B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
Loading...

Location

One Madison Avenue, 18th Floor, New York, NY, 10010

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Douglas owns real estate rentals in Westminster, CO since 2020, dedicating minimal time to this activity. This activity does not occur during normal securities trading hours.

Employment History
Current Registrations
Clearbridge Investments, LLC
December 2005 - Present · 20 yrs 2 mos
Franklin Distributors, LLC
December 2005 - Present · 20 yrs 2 mos
Franklin Distributors, LLCBroker
December 2005 - Present · 20 yrs 2 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
January 2024 - July 2024 · 6 mos
Franklin Templeton Financial Services CORP.Broker
August 2020 - July 2021 · 11 mos
Franklin/templeton Distributors, INC.Broker
August 2020 - July 2021 · 11 mos
Citigroup Global Markets INC.
November 2005 - December 2005 · 1 mo
Citigroup Global Markets INC.Broker
March 2004 - December 2005 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
August 2001 - August 2003 · 2 yrs
Citicorp Investment ServicesBroker
August 2000 - October 2001 · 1 yr 2 mos
American Express Financial Advisors INC.Broker
February 2000 - August 2000 · 6 mos
Ids Life Insurance CompanyBroker
February 2000 - August 2000 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Douglas Frederick Stella - Financial Advisor | TrueAdvisor