Jeffrey Thomas is a registered investment advisor, based in Milton, MA, with 23 years of industry experience.
Location
Milton, MA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jeffrey owns a rental property since 2012, spending minimal time facilitating repairs, service, and collecting rental income. This activity is not investment-related.
Employment History
Current Registrations
Northern Lights Distributors, LLCBroker
March 2021 - Present · 5 yrs 1 mo
Northern Lights Distributors, LLC
March 2021 - Present · 5 yrs 1 mo
Swan Global Investments, LLC
February 2021 - Present · 5 yrs 2 mos
Previous Registrations
Sammons Financial Network, LLCBroker
May 2019 - January 2021 · 1 yr 8 mos
Northern Lights Distributors, LLCBroker
October 2017 - April 2019 · 1 yr 6 mos
Swan Global Investments, LLC
October 2017 - April 2019 · 1 yr 6 mos
Foreside Fund Services, LLCBroker
January 2017 - August 2017 · 7 mos
Wbi Investments, INC.
November 2012 - August 2017 · 4 yrs 9 mos
Quasar Distributors, LLCBroker
September 2012 - December 2016 · 4 yrs 3 mos
Guardian Investor Services LLCBroker
March 2011 - August 2012 · 1 yr 5 mos
Transamerica Capital, INC.Broker
March 2008 - June 2009 · 1 yr 3 mos
Afba Five Star Securities CompanyBroker
August 2006 - March 2008 · 1 yr 7 mos
Evergreen Investment Services, INC.Broker
March 2003 - July 2006 · 3 yrs 4 mos
Cdc Ixis Asset Management Distributors, L.P.Broker
November 2000 - February 2003 · 2 yrs 3 mos
Metlife Securities INC.Broker
February 2000 - November 2000 · 9 mos
Metropolitan Life Insurance CompanyBroker
February 2000 - November 2000 · 9 mos
State Registrations3 states
COMANE
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.