CE
CE

Charles Brian Elliott

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,733 clients
Average Client Portfolio
$357K average
Assets Under Management
$619.5M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+1.00%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9200 South Hills Blvd., Suite 310, Broadview Hts., OH, 44147

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is a co-owner and investment advisory representative at Financial Management Strategies, Inc., dedicating a full-time workload to financial planning and asset management. He also works as an insurance agent selling fixed insurance products, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2013 - Present · 12 yrs 5 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 5 mos
Financial Management Strategies, INC.
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
Walnut Street Securities, INC.Broker
February 2002 - September 2013 · 11 yrs 7 mos
Mcdonald Investments INC.Broker
February 2000 - December 2001 · 1 yr 10 mos
State Registrations9 states
CAINMDMSNVNYOHTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.