David Ruths is a CFP-designated registered investment advisor, based in Chicago, IL, with 25 years of industry experience.
Location
100 E. Walton Street, Suite #40 D, Chicago, IL, 60611
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns Stockbridge Financial LLC, where he does tax filing and preparation, spending about 10-20% of his time from January to April. He also works as a Republican election judge, participates in focus groups, worked for the US Census, and sells fixed and indexed insurance products, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Investment Planners, INC.Broker
Ipi Wealth Management, INC.
Previous Registrations
Waterstone Financial Group, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations5 states
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