Charles Cooke is a CFP-designated registered investment advisor at Allegiance Financial Group, based in Wilmington, NC, with 24 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 583 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $20.0M | 0.70% |
| $20.0M - $50.0M | 0.60% |
| $50M+ | 0.50% |
Fees are negotiable. Legacy clients and friends and family of employees may pay lower fees.
Fee Estimator
Location
1721 Allens Lane, Suite 103, Wilmington, NC, 28403
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a registered representative for The Strategic Financial Alliance, Inc. He is also the owner of Dental 401k, a marketing name for a 401k service, and spends a few hours per week on marketing services.
Employment History
Current Registrations
Allegiance Financial Group
The Strategic Financial Alliance, INC.Broker
Previous Registrations
Acorn Financial Advisory Services, INC.
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sterne, Agee & Leach, INC.Broker
Wachovia Capital Markets, LLCBroker
Capital Investment Group, INC.Broker
E*trade Institutional Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.