DC
DC

David W Conard

18 Years of Experience
6 DisclosuresSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
61 advisors
Number of Clients
3,430 clients
Average Client Portfolio
$146K average
Assets Under Management
$501.1M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

Henderson, NV

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2019
Final
Judgment / Lien
November 2016
Judgment / Lien
February 2013
Judgment / Lien
April 2012
Judgment / Lien
July 2011
Employment Separation After Allegations
November 2010
Other Business ActivitiesSells Insurance

David is a financial advisor at BMS Financial, Insurance and Tax Services, offering financial advisory products, tax services, and insurance sales, dedicating nearly full-time hours to this role. He also works as an insurance agent and a rideshare driver, spending about 10-20% of his time on insurance sales and minimal time driving during trading hours.

Employment History
Current Registrations
First Advisors National, LLC
November 2021 - Present · 4 yrs 3 mos
Previous Registrations
Planmember Securities Corporation
January 2021 - September 2021 · 8 mos
First Advisors National, LLC
November 2016 - January 2021 · 4 yrs 2 mos
Harvest Investment Services, LLC
April 2012 - November 2016 · 4 yrs 7 mos
CUNA Brokerage Services, INC.
January 2011 - December 2011 · 11 mos
Chase Investment Services CORP.
November 2009 - November 2010 · 1 yr
World Equity Group, INC.
October 2006 - November 2009 · 3 yrs 1 mo
State Registrations1 state
NV
Advisor
Exams
No exam information available for this advisor.