Brian David Schwartz

Flagstar Advisors, INC.

25 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Flagstar Advisors, INC.

Compensation

Fee-Only (AUM)

Firm Size

30 advisors

Number of Clients

1,571 clients

Average Client Portfolio

$735K average

Assets Under Management

$1.2B

Fee Structure

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1000K	1.50%
$1.0M - $5.0M	1.00%
$5.0M - $10.0M	0.75%
$10.0M - $20.0M	0.50%
$20M+	0.40%

Advisory fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

1400 Broadway, 16th Floor, New York, NY, 10018

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2019

Settled

Customer Dispute

July 2017

Settled

Customer Dispute

August 2005

Settled

Customer Dispute

April 2005

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Brian is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB), the parent company for Flagstar Advisors, Inc. The activity is investment related and requires weekly time, including during trading hours.