Li Guay is a registered investment advisor at Strait & Sound, based in Renton, WA, with 22 years of industry experience. Li operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 277 clients with $300M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
277 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$303.9M
Fee Structure
Minimum Investment:$500K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.50% |
| $300K - $600K | 1.30% |
| $600K - $1.2M | 1.10% |
| $1.2M - $2.4M | 1.00% |
| $2.4M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.80% |
Fees negotiable for assets over $10,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Renton, WA
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2017Closed-No Action
Customer Dispute
October 2010Closed-No Action
Employment History
Current Registrations
Strait & Sound
August 2022 - Present · 3 yrs 8 mos
Previous Registrations
Strait & Sound
May 2022 - May 2022 · 0 mos
Gps Capital Management, LLC
December 2021 - August 2022 · 8 mos
Pg Global Wealth Management, INC.
November 2011 - August 2022 · 10 yrs 9 mos
Orca Investment Management, LLC
August 2010 - October 2011 · 1 yr 2 mos
Charles Schwab & CO., INC.
September 2003 - August 2010 · 6 yrs 11 mos
State Registrations2 states
TXWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.