Amarilis Santiago-torres

Popular Securities, LLC

26 Years of Experience

17 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation Planning

Popular Securities, LLC

Compensation

Fee-Only (AUM)

Firm Size

56 advisors

Number of Clients

2,120 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$2.3B

Fee Structure

Minimum Investment:$50K

Location

208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918

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History

Regulatory History (17)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2021

Settled

Customer Dispute

November 2019

Settled

Customer Dispute

October 2018

Settled

Customer Dispute

April 2018

Settled

Customer Dispute

December 2017

Settled

Customer Dispute

December 2017

Settled

Customer Dispute

August 2017

Settled

Customer Dispute

June 2017

Withdrawn

Customer Dispute

May 2017

Settled

Customer Dispute

September 2016

Settled

Customer Dispute

January 2016

Settled

Customer Dispute

February 2015

Settled

Customer Dispute

September 2014

Settled

Customer Dispute

July 2014

Settled

Customer Dispute

November 2013

Closed-No Action

Customer Dispute

August 2009

Closed-No Action

Customer Dispute

July 2008

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Amarilis is a full-time employee at Popular Risk Services, LLC, an insurance broker firm, since 2020. Her compensation is salary-based.

Employment History

Current Registrations

Popular Securities, LLC

June 2013 - Present · 12 yrs 8 mos

Popular Securities, LLCBroker

November 1999 - Present · 26 yrs 3 mos

Previous Registrations

Popular Securities, INC.

August 2011 - March 2012 · 7 mos

State Registrations2 states

FLPR

AdvisorBrokerBoth

Exams

No exam information available for this advisor.