DP
DP

David Edward Pentek

23 Years of Experience
2 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
79 advisors
Number of Clients
4,121 clients
Average Client Portfolio
$303K average
Assets Under Management
$1.2B

Fee Structure

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Location

100 W. Lawrence Street, Suite 304, Appleton, WI, 54911

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History

Regulatory History (2)
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Customer Dispute
July 2012
Denied
Customer Dispute
June 2008
Denied
Other Business ActivitiesSells Insurance

David is an insurance agent for multiple companies, including Medicare Masters, West Point Financial Group, Athene, and Ash Brokerage, spending minimal time on each. He also provides investment advisory services through Gateway Wealth Partners (about 10-20% of his time) and operates Gateway Financial Partners LLC as a DBA for his LPL business (full-time).

Employment History
Current Registrations
Gateway Wealth Partners, LLC
June 2023 - Present · 2 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs
Previous Registrations
LPL Financial LLC
February 2018 - September 2023 · 5 yrs 7 mos
Sii Investments, INC.Broker
January 2011 - February 2018 · 7 yrs 1 mo
Sii Investments, INC.
January 2011 - February 2018 · 7 yrs 1 mo
MML Investors Services, INC.
December 2008 - November 2010 · 1 yr 11 mos
MML Investors Services, INC.Broker
December 2008 - November 2010 · 1 yr 11 mos
Metlife Securities INC.Broker
December 2001 - December 2008 · 7 yrs
Metropolitan Life Insurance CompanyBroker
December 2001 - July 2007 · 5 yrs 7 mos
Dain Rauscher IncorporatedBroker
December 1999 - December 1999 · 0 mos
State Registrations8 states
CAFLILMIMNORWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.