David Pentek
David Pentek is a registered investment advisor at Gateway Wealth Partners, LLC, based in Appleton, WI, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,121 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gateway Wealth charges an annual fee based on the amount of your investments they manage. This fee can be up to 2.00% per year, depending on the size and composition of your portfolio, the services you receive, and who provides the services. The fee is calculated each quarter, in advance, based on the market value of your investments on the last day of the previous quarter. The firm may negotiate a lower fee based on factors like future earning potential or the amount of assets managed.
Location
100 W. Lawrence Street, Suite 304, Appleton, WI, 54911
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2012Customer Dispute
June 2008Other Business ActivitiesSells Insurance
David is an insurance agent for multiple companies, including Medicare Masters, West Point Financial Group, Athene, and Ash Brokerage, spending minimal time on each. He also provides investment advisory services through Gateway Wealth Partners (about 10-20% of his time) and operates Gateway Financial Partners LLC as a DBA for his LPL business (full-time).
Employment History
Current Registrations
Gateway Wealth Partners, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Sii Investments, INC.Broker
Sii Investments, INC.
MML Investors Services, INC.Broker
MML Investors Services, INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Dain Rauscher IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.