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CM
CM

Christopher Thomas Miller

Emerson Equity LLC
23 Years of Experience
2 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & CoachingInvestment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
Emerson Equity LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
116 advisors
Number of Clients
679 clients
Average Client Portfolio
$483K average
Assets Under Management
$327.9M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.50%
$1M+2.25%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

2522 Chambers Road, Suite 100, Tustin, CA, 92780

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019
Settled
Employment Separation After Allegations
April 2007
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher owns and manages several real estate holdings through Better Apartments, LLC, Pleasant Apartment Provider LLC, and Charming Orange County Homes, LLC, dedicating a few hours per week to each. He also works full-time at Specialized Wealth Management and is a sales agent for Brightpoint Realty Group, spending minimal time on this activity.

Employment History
Current Registrations
Emerson Equity LLCBroker
March 2019 - Present · 6 yrs 11 mos
Emerson Equity LLC
March 2019 - Present · 6 yrs 11 mos
Previous Registrations
Sandlapper Wealth Management, LLC
February 2015 - March 2019 · 4 yrs 1 mo
Sandlapper Wealth Management, LLC
June 2013 - December 2014 · 1 yr 6 mos
Sandlapper Securities, LLCBroker
February 2012 - March 2019 · 7 yrs 1 mo
Allied Beacon Partners, INC.Broker
February 2011 - February 2012 · 1 yr
American Beacon Partners, INC.Broker
June 2010 - February 2011 · 8 mos
Private Asset Group, INC.Broker
June 2009 - April 2010 · 10 mos
Financial Advisers of America, LLCBroker
February 2009 - June 2009 · 4 mos
Girard Securities, INC.Broker
June 2008 - February 2009 · 8 mos
Midpoint Financial Services, INC.Broker
May 2007 - July 2008 · 1 yr 2 mos
Mcl Financial Group, INC.Broker
January 2004 - May 2007 · 3 yrs 4 mos
Nnn Capital CORP.Broker
January 2003 - October 2003 · 9 mos
Morgan Stanley Dw INC.Broker
January 2000 - April 2001 · 1 yr 3 mos
State Registrations17 states
AZCACOFLIDILMDNCNVNYORSCTXVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.