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Thomas Francis Riley

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Financial Planning & CoachingInvestment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
220 clients
Average Client Portfolio
$19.0M average
Assets Under Management
$4.2B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $25.0M0.50%
$25.0M - $50.0M0.35%
$50M+0.25%

This fee schedule applies to the Betterment Program. Legacy, in its sole discretion, may charge a lesser investment advisory fee and/or charge a fixed fee based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5 Apollo Road, Suite 100, Plymouth Meeting, PA, 19462

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Thomas is affiliated with Legacy Advisors, an M Financial member firm, providing estate planning recommendations and investment/financial planning advice. He also receives renewal life insurance commissions from when he was self-employed, dedicating minimal time to this activity.

Employment History
Current Registrations
Legacy Advisors, LLC
April 2013 - Present · 12 yrs 10 mos
M Holdings Securities, INC.Broker
April 2013 - Present · 12 yrs 10 mos
Previous Registrations
Comprehensive Asset Management and Servicing, INC.Broker
May 2012 - April 2013 · 11 mos
Kistler-Tiffany Advisors
March 2008 - April 2013 · 5 yrs 1 mo
Cambridge Investment Research, INC.Broker
January 2008 - June 2012 · 4 yrs 5 mos
Capital Analysts, IncorporatedBroker
May 2002 - December 2007 · 5 yrs 7 mos
New England SecuritiesBroker
October 1999 - April 2002 · 2 yrs 6 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.