TrueAdvisor
TrueAdvisor
MR
CFP
MR
CFP

Margaret Ann Richardson

Kayne Anderson Rudnick Investment Management, LLC
15 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingHigh Net Worth
Kayne Anderson Rudnick Investment Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
27,435 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$45.5B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
Minimum Annual Fee:$10,000

Location

2000 Avenue of the Stars, Suite 1110, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Vp Distributors LLC
March 2024 - Present · 1 yr 11 mos
Kayne Anderson Rudnick Investment Management, LLC
March 2024 - Present · 1 yr 11 mos
Vp Distributors LLCBroker
March 2024 - Present · 1 yr 11 mos
Previous Registrations
Rockefeller Capital Management
June 2021 - October 2023 · 2 yrs 4 mos
Rockefeller Financial LLCBroker
June 2021 - October 2023 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2015 - June 2021 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - June 2021 · 6 yrs 3 mos
Credit Suisse First Boston
January 2003 - June 2005 · 2 yrs 5 mos
Credit Suisse First Boston LLCBroker
January 2003 - June 2005 · 2 yrs 5 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 1999 - January 2003 · 3 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.