Margaret Richardson is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 16 years of industry experience.
Location
2000 Avenue of the Stars, Suite 1110, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vp Distributors LLC
March 2024 - Present · 2 yrs 1 mo
Kayne Anderson Rudnick Investment Management, LLC
March 2024 - Present · 2 yrs 1 mo
Vp Distributors LLCBroker
March 2024 - Present · 2 yrs 1 mo
Previous Registrations
Rockefeller Capital Management
June 2021 - October 2023 · 2 yrs 4 mos
Rockefeller Financial LLCBroker
June 2021 - October 2023 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2015 - June 2021 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - June 2021 · 6 yrs 3 mos
Credit Suisse First Boston
January 2003 - June 2005 · 2 yrs 5 mos
Credit Suisse First Boston LLCBroker
January 2003 - June 2005 · 2 yrs 5 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 1999 - January 2003 · 3 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.