Brian Joseph Sullivan

New York Life Investment Management LLC

19 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

New York Life Investment Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

82 advisors

Number of Clients

1,042 clients

Average Client Portfolio

$108.6M average

Assets Under Management

$113.2B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

51 Madison Avenue, New York, NY, 10010

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

New York Life Investment Management LLC

February 2017 - Present · 9 yrs

Nylife Distributors LLC

October 2015 - Present · 10 yrs 4 mos

Nylife Distributors LLCBroker

October 2015 - Present · 10 yrs 4 mos

Previous Registrations

Braver Wealth Management, LLC

November 2014 - November 2015 · 1 yr

Northern Lights Distributors, LLCBroker

January 2014 - August 2015 · 1 yr 7 mos

F-Squared Investments, INC

June 2012 - June 2013 · 1 yr

Advisoralliance, LLC

February 2008 - November 2008 · 9 mos

Purshe Kaplan Sterling InvestmentsBroker

February 2008 - October 2008 · 8 mos

National Financial Services LLCBroker

October 1999 - February 2006 · 6 yrs 4 mos

State Registrations51 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.