Amy Shroff
Amy Shroff is a registered investment advisor at Integrated Wealth Concepts LLC, based in Denver, CO, with 24 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 24,777 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrated Partners offers investment management services where fees are negotiated between you and your advisor, ranging from 0.15% to 2.25% annually. The fee depends on factors like the size of your portfolio, whether transaction fees are included, and the complexity of services. Fees are typically based on the value of your portfolio, calculated either as an average daily balance or at the end of the calculation period. Some advisors within Integrated may use a set fee schedule for their clients.
Location
501 S Cherry Street, Suite 510, Denver, CO, 80246
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amy is a financial strategist/partner at Prism Financial Strategies, LLC and Prism Insurance Strategies since 2017, focusing on financial planning and product recommendations, dedicating about 10-20% of her time. She also owns rental properties since 2011, requiring minimal time, and is a financial strategist at Integrated Wealth Concepts, LLC (DBA: Prism Financial Strategies LLC) since May 2023, dedicating about two-thirds of her time.
Employment History
Current Registrations
Integrated Wealth Concepts LLC
M. S. Howells & CO.Broker
Previous Registrations
Prism Financial Strategies, LLC
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Alps Distributors, INC.Broker
State Farm Vp Management CORP.Broker
Jackson National Life Distributors, INC.Broker
Charles Schwab & CO., INC.Broker
Fortis Investors, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.