AP
CFP
AP
CFP

Adam Scott Peltzman

24 Years of Experience
May Earn CommissionSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
491 clients
Average Client Portfolio
$790K average
Assets Under Management
$388.0M

Fee Structure

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Location

2006 DeKalb Pike, East Norriton, PA, 19401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam is the owner of ARA Properties, LLC, a real estate holding company, and dedicates minimal time to it. He also owns and works full-time at Health and Benefit Partners, LLC and as an independent insurance agent, and is involved with several other insurance agencies.

Employment History
Current Registrations
Certior Financial Group, LLC
June 2017 - Present · 8 yrs 8 mos
Previous Registrations
Mutual Securities, INC.Broker
June 2017 - December 2022 · 5 yrs 6 mos
Voya Financial Advisors, INC.
March 2006 - June 2017 · 11 yrs 3 mos
Voya Financial Advisors, INC.Broker
April 2005 - June 2017 · 12 yrs 2 mos
Linsco/private Ledger CORP.Broker
April 2003 - April 2005 · 2 yrs
Linsco/private Ledger CORP.Broker
November 2000 - September 2002 · 1 yr 10 mos
MML Investors Services, INC.Broker
August 2000 - November 2000 · 3 mos
State Registrations2 states
PATX
Advisor
Exams
No exam information available for this advisor.