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Frank Vee Finch

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
30 advisors
Number of Clients
2,794 clients
Average Client Portfolio
$460K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

725 Glen Cove Ave, Glen Head, NY, 11545

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frank operates under the DBA Life Stages Financial Group and is appointed with various insurance carriers to solicit life, health, and disability insurance. He also engages in part-time instruction, owns rental property, coaches business professionals, and serves as a trustee for a charity's investment portfolio.

Employment History
Current Registrations
Tsa Management INC
January 2020 - Present · 6 yrs 1 mo
Halliday Financial, LLCBroker
May 2012 - Present · 13 yrs 9 mos
Previous Registrations
Tsa Management INC
June 2017 - December 2019 · 2 yrs 6 mos
Nylife Securities LLCBroker
July 2009 - May 2012 · 2 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
November 2002 - July 2009 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - June 2002 · 2 yrs 7 mos
State Registrations3 states
NCNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Frank Vee Finch - Financial Advisor | TrueAdvisor