Melissa Godinez is a registered investment advisor, based in Seal Beach, CA, with 26 years of industry experience.
Location
13001 Seal Beach Boulevard, # 250, Seal Beach, CA, 90740
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ktf Investments, LLC
August 2025 - Present · 8 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2025 - Present · 8 mos
Previous Registrations
UBS Financial Services INC.
February 2010 - September 2025 · 15 yrs 7 mos
UBS Financial Services INC.Broker
February 2010 - September 2025 · 15 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2010 · 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2010 · 9 mos
Citigroup Global Markets INC.
September 2007 - June 2009 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
July 2004 - June 2009 · 4 yrs 11 mos
H&r Block Financial Advisors, INC.Broker
April 2003 - June 2004 · 1 yr 2 mos
Deutsche Bank Securities INC.Broker
January 2003 - April 2003 · 3 mos
H&r Block Financial Advisors, INC.Broker
January 2002 - January 2003 · 1 yr
Linsco/private Ledger CORP.Broker
September 2001 - December 2001 · 3 mos
Morgan Stanley Dw INC.Broker
November 1999 - November 2001 · 2 yrs
State Registrations8 states
AZCAFLGANVPAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.