John Mosher is a CFP, ChFC-designated registered investment advisor at Unique Wealth, LLC, based in Tampa, FL, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 720 clients with $770M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.65% |
| $100K - $500K | 1.25% |
| $500K - $800K | 1.00% |
| $800K - $1.0M | 0.85% |
| $1.0M - $3.5M | 0.75% |
| $3.5M - $5.0M | 0.72% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.45% |
Fee schedule is applied on a "blended" basis. Additionally, the following types of accounts will be assessed advisory fees on a separate flat rate basis outside of the above referenced fee schedule: • Eaglebrook Digital Assets: 0.90% • Fee Based Annuities: 1.00% • Structured Notes, Treasuries, Cash Solutions, and CDs: 0.60% • Custom Bond Portfolios: 0.75%
Fee Estimator
Location
4830 W Kennedy Blvd, Ste 100, Tampa, FL, 33609
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Regulatory History (1)
Customer Dispute
November 2017Other Business ActivitiesSells Insurance
John may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also serves on the investment committee for Copperhead Charities, dedicating minimal time, and is a partner/producer with 10% ownership in Together We Are Unique, LLC, taking about half of his time.
Employment History
Current Registrations
Unique Wealth, LLC
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.