Hantz Serrao
Hantz Serrao is a CFP-designated registered investment advisor at Founders Financial Alliance, LLC, based in Sarasota, FL, with 21 years of industry experience. Hantz operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 3,918 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable up to 2%.
Fee Estimator
Location
Sarasota, FL
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2024Other Business Activities
Hantz co-owns BMORE Consulting LLC, works as a business analyst, and dedicates minimal time to it. He also has ownership in Diamond Realty Partners V, LLC, holds rental property, manages vacation rentals, and is a trustee, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Founders Financial Alliance, LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Grigsby & Associates, INC.Broker
Toussaint Capital Partners, LLCBroker
Morgan Stanley & CO. IncorporatedBroker
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.