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Brandy Barnes Marion
Bok Financial Advisors
26 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Bok Financial Advisors
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
137 advisors
Number of Clients
3,179 clients
Average Client Portfolio
$263K average
Assets Under Management
$835.6M
Fee Structure
Minimum Investment:
$1K
Investment Management
Planning
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Location
One Williams Center, Tulsa, OK, 74172
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Customer Dispute
July 2010
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Bok Financial Advisors
February 2002 - Present · 24 yrs
Bok Financial Securities, INC.
Broker
December 2001 - Present · 24 yrs 2 mos
Previous Registrations
Salomon Smith Barney INC.
Broker
October 1999 - December 2001 · 2 yrs 2 mos
State Registrations
1 state
OK
Advisor
Broker
Both
Exams
No exam information available for this advisor.