Michael James Frederick

CFP · ChFC

Alden Capital

26 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Alden Capital

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

23 advisors

Number of Clients

3,147 clients

Average Client Portfolio

$459K average

Assets Under Management

$1.4B

Fee Structure

Minimum Investment:$25K

Location

100 Springhouse Drive, Suite 102, Collegeville, PA, 19426

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Michael is the treasurer of Upper Frederick Fire Company, a non-investment related activity.

Employment History

Current Registrations

J. Alden Associates, INC.Broker

June 2020 - Present · 5 yrs 8 mos

Alden Capital

June 2020 - Present · 5 yrs 8 mos

Previous Registrations

Alden Capital

June 2020 - June 2020 · 0 mos

Triad Advisors LLCBroker

December 2018 - July 2020 · 1 yr 7 mos

Triad Hybrid Solutions, LLC

December 2018 - July 2020 · 1 yr 7 mos

Wells Fargo Clearing Services, LLC

August 2016 - December 2018 · 2 yrs 4 mos

Wells Fargo Clearing Services, LLCBroker

January 2009 - December 2018 · 9 yrs 11 mos

Merrill Lynch Pierce Fenner & Smith INC.

February 2000 - January 2005 · 4 yrs 11 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

October 1999 - January 2009 · 9 yrs 3 mos

State Registrations7 states

CACTFLNJNYOHPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.