David Brooks is a registered investment advisor at Smart Wealth, LLC, based in Omaha, NE, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 891 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.30% |
| $500K - $750K | 1.00% |
| $750K - $1.0M | 0.90% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.70% |
Fees may be modified lower.
Fee Estimator
Location
13815 Fnb Parkway, Suite 400, Omaha, NE, 68154
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2012Other Business ActivitiesSells Insurance
David is the President and a licensed insurance agent at Retire SMART, LLC, offering insurance and annuity products, dedicating about a quarter of his time. He also owns several other businesses, including real estate rental properties, a tax preparation service, a real estate leasing company, a marketing and education company, and a captive insurance company.
Employment History
Current Registrations
Smart Wealth, LLC
Previous Registrations
Ae Wealth Management, LLC
Retirement Wealth Advisors, INC.
Verus Wealth Management, LLC
Capital Asset Advisory Services, LLC
Jonathan Roberts Advisory Group, INC.
Brokersxpress LLC
Ameriprise Financial Services, INC.
Ameriprise Advisor Services, INC.
UBS Financial Services INC.
Morgan Stanley & CO., Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.