James Kemp Richardson

J K R & Company, INC.

55 Years of Experience

Broker

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Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net Worth

J K R & Company, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

5 advisors

Number of Clients

115 clients

Average Client Portfolio

$556K average

Assets Under Management

$63.9M

Fee Structure

Minimum Investment:$50K

Location

1540 S. Coast Hwy. #202, Laguna Beach, CA, 92651

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

J K R & Company, INC.

July 1997 - Present · 28 yrs 7 mos

J K R & Company, INC.Broker

November 1979 - Present · 46 yrs 3 mos

Previous Registrations

Shearson Loeb Rhoades INC.Broker

June 1979 - December 1979 · 6 mos

Loeb PartnersBroker

January 1978 - June 1979 · 1 yr 5 mos

Loeb Rhoades & CO. INC.Broker

January 1977 - January 1978 · 1 yr

Loeb, Rhoades & CO. INC.Broker

November 1974 - January 1977 · 2 yrs 2 mos

Blyth Eastman Dillon & CO. IncorporatedBroker

April 1970 - December 1974 · 4 yrs 8 mos

State Registrations7 states

ARCAFLMAMONVNY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.