Jerry Smith Mosher

CFP

Mosher Financial Advisors LLC

55 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Financial Planning & CoachingInvestment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

Mosher Financial Advisors LLC

Compensation

Fixed/Hourly

Firm Size

3 advisors

Number of Clients

290 clients

Average Client Portfolio

Not specified

Fee Structure

Financial Planning:Investment management only

Location

3658 Mt. Diablo Blvd., Ste. 210, Lafayette, CA, 94549

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

June 1987

Final

Customer Dispute

January 1983

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Jerry is a licensed individual insurance agent providing insurance services since 1976. This activity is not investment-related.

Employment History

Current Registrations

Mosher Financial Advisors LLC

February 2018 - Present · 8 yrs

American Investors CO

March 1998 - Present · 27 yrs 11 mos

American Investors CompanyBroker

February 1975 - Present · 51 yrs

Previous Registrations

Mosher & Ellis Financial Planning, INC.

July 1997 - July 2019 · 22 yrs

Equitec Securities COBroker

May 1973 - February 1975 · 1 yr 9 mos

Spectrum Financial Group, INC.Broker

February 1973 - June 1973 · 4 mos

Travelers Equities Sales, INC.Broker

July 1971 - September 1971 · 2 mos

Capital Securities COBroker

November 1970 - March 1973 · 2 yrs 4 mos

State Registrations23 states

AZCACOFLGAHIILMAMDMNMSMTNCNVNYOHORPASDTNTXUTWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.