John Morris is a registered investment advisor at Seraphim Capital Management, LLC, based in Boulder, CO, with 47 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 180 clients with $63M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
For qualified clients, SCM may also charge a performance-based fee of 20% of net profits, billed quarterly. Fees are negotiable on a case-by-case basis.
Fee Estimator
Location
Boulder, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a Senior Vice President and Regional Manager for The Gottesman Company, a business broker. He is also a consultant at Dynamic Alternative Finance LLC, advising clients on investment strategies, dedicating minimal time to this.
Employment History
Current Registrations
Seraphim Capital Management, LLC
Previous Registrations
Young America Capital, LLCBroker
Seraphim Capital Management, LLC
Kellogg Partners Institutional Services LLCBroker
Churchill Capital USA, INC.Broker
Tradition Asiel Securities INC.Broker
Asiel & CO. LLCBroker
Robb Peck Mccooey Clearing CorporationBroker
Barclays De Zoete Wedd IncorporatedBroker
Robb Peck Mccooey Clearing CorporationBroker
Oscar Gruss & Son, IncorporatedBroker
Phoenix Capital Markets, INC.Broker
Wertheim Schroder & CO. IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Todd and Company, INC.Broker
Alpha Capital Ventures CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.