Frederick Middleton

59 Years of Experience

Broker

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Frederick Middleton is a registered investment advisor, based in San Antonio, TX, with 59 years of industry experience.

Location

250 W. Nottingham, Suite 300, San Antonio, TX, 78209

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Frederick has partial ownership in Los Amigos Ranch, a family ranch, since 1981. He spends minimal time on ranch duties, which are typical property ownership responsibilities, and no time during securities trading hours.

Employment History

Current Registrations

Sendero Securities, LLCBroker

June 2008 - Present · 17 yrs 10 mos

Sendero Wealth Management, LLC

December 2007 - Present · 18 yrs 4 mos

Previous Registrations

Condera Securities, LLCBroker

March 2002 - August 2008 · 6 yrs 5 mos

Redstone Consulting LLC

August 2000 - December 2007 · 7 yrs 4 mos

Painewebber IncorporatedBroker

January 1991 - April 2000 · 9 yrs 3 mos

Rotan Mosle INC.Broker

March 1973 - January 1991 · 17 yrs 10 mos

Funk Hart Poulton & Middleton INCBroker

October 1966 - May 1973 · 6 yrs 7 mos

State Registrations1 state

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.