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Alan Smith Meminger

Janney Montgomery Scott LLC
61 Years of Experience
Broker
View SEC Summary
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Areas of Practice
Investment Management
Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$5K

Location

20 Erford Road, Suite 315, Le Moyne, PA, 17043

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLC
June 2006 - Present · 19 yrs 8 mos
Janney Montgomery Scott LLCBroker
July 1980 - Present · 45 yrs 7 mos
Previous Registrations
W. H. Newbold's Sons & CO., INC.Broker
May 1978 - August 1980 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
February 1978 - August 1978 · 6 mos
Dean Witter & CO. IncorporatedBroker
January 1974 - February 1978 · 4 yrs 1 mo
Dupont Walston, IncorporatedBroker
November 1964 - May 1974 · 9 yrs 6 mos
State Registrations34 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.