Mark Richard Shreve

Brogan Financial

13 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate Planning

Brogan Financial

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

5 advisors

Number of Clients

761 clients

Average Client Portfolio

$701K average

Assets Under Management

$533.3M

Fee Structure

Location

2160 Lakeside Centre Way, Suite 102, Knoxville, TN, 37922

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Brogan Financial

September 2021 - Present · 4 yrs 5 mos

Previous Registrations

Ameriprise Financial Services, LLC

December 2011 - April 2021 · 9 yrs 4 mos

Ameriprise Financial Services, LLCBroker

September 2011 - April 2021 · 9 yrs 7 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.