Jason Locke
Jason Locke is a registered investment advisor at Pl Wealth Advisors, LLC, based in Katy, TX, with 14 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Insurance Planning, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
PL Wealth Advisors does not directly manage investments. They can refer you to third-party managers who will manage your investments for a fee. PL Wealth Advisors may receive a portion of the management fee charged by the third-party manager, ranging from 0.50% to 1.50% annually. This fee is included in the overall management fees charged by the third-party manager.
Location
Katy, TX
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Regulatory History (5)
Regulatory
March 2013Regulatory
March 2013Regulatory
February 2013Regulatory
June 2010Employment Separation After Allegations
October 2009Other Business ActivitiesSells Insurance
Jason is a licensed insurance agent offering fixed insurance products through Quantum Financial Strategies since April 2021. This takes nearly full-time during trading hours.
Employment History
Current Registrations
Pl Wealth Advisors, LLC
Previous Registrations
Simplicity Financial Investment Services, INC.Broker
First Palladium, LLCBroker
Mercap Securities, LLCBroker
The Leaders Group, INC.Broker
Pruco Securities, LLC.Broker
Hartford Equity Sales Company INC.Broker
The Leaders Group, INC.Broker
Lincoln Financial Distributors, INC.Broker
Quest Capital Strategies, INC.Broker
Lincoln Financial Distributors, INC.
Pacific Select Distributors, INC.Broker
American Skandia Marketing, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.